Refraction and imaging using lenses

When light travels from one medium into another of different index of refraction it refracts, i.e. bends.  This happens as the light goes from air to glass or from glass to water, etc.  In this section we will see how lenses, which are made of glass or other transparent material with an index of refraction that is larger than air's, can be used to bend light rays so as to generate images of objects.  In particular, we will use the technique of ray tracing to learn some basic, yet powerful, rules that allow us to determine the location, size, and nature of these images.  For simplicity, we will only consider two types of lenses: double convex, and double concave.  These lenses are made of two spherical surfaces of equal radii that intersect each other in either a convex or concave manner.  Convex lenses typically bend light rays "in" toward the lens axis and in this sense are converging, while the concave shaped lenses bend light rays away from their axis and are thus diverging.

Light refracts on passing through a diverging (top) and converging (bottom) lens, bending away or toward, respectively, the lens optic axis.

I - Converging Lenses:

To locate the image of a point source we have to determine the single point where the rays leaving the source are brought back to an intersection by the refraction of the light at the lens.  To do this, all we need to do is to find where two  separate rays leaving the source intersect each other.  Then any other ray that leaves the point source has to pass though this point too (why?).  Two very special rays for converging lenses are: 

These two  types of rays are all we need to locate the images formed by a converging lens.  From any point source of light we can draw these two rays and see where they intersect.  The point of intersection is then the image.  Another rather clever idea is to use the law of reciprocity!  Remember that according to this law light rays do not care which direction they travel in space.  The material through which they travel matters, but the direction (sense) doesn't.  In other words the ray diagram for the refraction that occurs at each boundary works no matter which way the light is actually traveling.  So, in the above ray diagram we could think that the light is striking the lens from the left.  In this perception the blue rays come to a focus at the focal point, F, on the right of the lens.  Or, we could equally think that the light rays are striking the lens from the right.  Then the significance of the blue rays is that a point source placed at the focal point on the right has its image appear at infinity (why?).  In short, light rays don't have directional arrows, according to the law of reciprocity.

In the above ray diagram we have drawn our two special rays for one point source that is at the "head" of our object.  These rays intersect at the other side of the lens creating a real, but inverted image.  (Notice that by the law of reciprocity we could equally say that the real inverted object  on the right creates a real erect - not inverted - image  on the left of the lens.)  If we move the object ( the one on the left) closer to the lens, the blue colored ray still refracts the same as before, but the red colored one tilts to intersect the refracted blue ray further away from the lens than before.  So, as this real image gets closer to the lens its image gets larger and larger, remains inverted, and gets further and further from the lens.  A critical point occurs when the object reaches a focal length distance away from the lens, still on the left side.  In that case, as we saw above, its image will be at infinity!  What happens when the object moves even closer to the lens than the focal point? That case is shown below where you can see that no real image forms.  These virtual rays intersect to form a larger size, erect, but virtual image behind the object (to its left).  It is in this configuration that we use magnifying lenses to see a small object (why? How do we see the virtual image?).

Simple cameras have a converging lens for image formation.  The real image that falls on the photosensitive film creates a chemical reaction that later on can be developed into different shades and/or colors of the negative.  The pictures that we see are prints of these negatives.  In today's digital and video cameras, instead of film there is an array of photosensitive detectors.  When light falls on one of these detectors, this information is stored digitally in the memory of the camera's computer.  But the rest of a digital camera's operations are the same as the conventional camera's. To properly place the image on the film, the camera must be "focused" before taking the picture, either manually or automatically.  [Note, as an aside, that many cameras send out an infrared pulse whose reflection from the object to be photographed is then detected.  The time delay is used to adjust the focusing automatically.]  In effect the camera lens is moved away or toward the film (or photosensitive array) in order to change the image distance.  If the image is formed behind or in front of the film, then the light that falls on the film itself will produce a blurred image.  In such instances we say that the camera was not properly focused. The human eye works very much like a camera in terms of imaging.  Similar to a digital camera, instead of film there are photosensitive detectors on the retina, in the back of the eye to record the image.  But unlike cameras the lens of the human eye is not moved in relation to the retina.  Instead, muscles pull on the lens of the eye to change its shape and in this way alter its effective focal length and thus position the sharpest possible image on the retina.

II - Diverging Lenses:

The two special rays for the diverging lens are similar to those for the converging lens.  Here again the rays striking the lens center continue on without refracting (red colored rays shown below).  The ray that strikes the lens parallel to the lens axis refracts so that its extension  passes through the focal point on the same side of the lens (blue colored rays shown below).  In this case the refracted rays do not intersect at all, so there is no real image formed by a diverging lens.  However, the extensions of the refracted rays do intersect on the same side as the object.  Now a real object infinitely far away has a point size virtual image at the focal point on the same side of the lens!

Again, we use these two types of rays to locate the image of real objects, as shown below:

Evidently, in this case a real object cannot have a real image!   As the object approaches the lens its virtual and erect image moves closer to the lens and gets larger (although never larger than the object itself).  We use diverging lenses in combination with converging lenses for most practical applications.  For example, myopic eyes are prescribed correcting lenses which are diverging.  The un-corrected myopic eye forms an image of distant objects closer to the eye lens than it should.  So, the light (image) that falls on the retina is blurry and not sharp.  This image can be brought further back onto the retina using a diverging correcting lens.

How about the size of a lens and its quality?  What are the important effects here?   Simple ray tracing shows us that the primary effect of lens size is its light gathering feature.  The larger the lens, the more light it can bring to the image.  So, telescopes need large lenses to let us see far and faint stars.  Image blurriness due to lens imperfections can have many different causes.  The simplest of these is lack of uniformity of the lens surface or material.  If the curvature of the lens surface changes over its different parts, then clearly the lens ends up with an imperfect image forming capability.  These imperfections are called lens aberrations. 

Questions on imaging using lenses

Last Modified Tuesday, 23-Sep-2003 malekis@union.edu

Image Formation using Lenses

Try again the Java Applets of Professor Fu-Kwun Hwang on mirrors and lenses, but this time use choose "lens" next to the Reset button.

Notice that a converging lens has a positive focal length, f, while a diverging lense has a negative one.